Katherine Elizabeth Maher
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ameriprise Financial Services, LLCAug 2026 to now
- Thrivent FinancialApr 2025 to Jul 2026
- Thrivent Investment Management IncApr 2025 to Jul 2026
- Ameriprise Financial Services, LLCJul 2021 to Apr 2025
- Allina HealthFeb 2021 to Jul 2021
- AnthropologieMay 2019 to Feb 2021
- Fantasy Flight GamesAug 2018 to Apr 2019
- AnthropologieMay 2018 to Apr 2019
- Cafe ZupasOct 2017 to May 2018
- Canyon Lodge & CabinsMay 2017 to Aug 2017
- Minneapolis College of Art and DeignSep 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (MN, WA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7417167
- Firm CRD
- 6363