John James Mclaughlin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.8TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
- Hartford Funds Distributors, LLCSep 2024 to Apr 2026
- The Vanguard Group, Inc.Sep 2021 to Sep 2024
- Mclaughlin and CoMay 2021 to Aug 2021
- Olde Queens TavernMay 2019 to May 2021
- John Cabot UniversityMay 2019 to Jul 2019
- Borgata Hotel & CasinoJun 2018 to Sep 2018
- Rutgers UniversitySep 2017 to May 2021
- Cousins RestaurantJun 2016 to Aug 2020
- Mainland Regional High SchoolSep 2013 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7415529
- Firm CRD
- 7691