Liam Joseph Wallace
Investment adviser representative at New England Capital Financial Advisors LLC
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$768MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- New England Capital Financial Advisors, LLCMar 2023 to now
- Yale University School of MedicineOct 2021 to Mar 2023
- Fairwater Investments LLCJun 2021 to Apr 2023
- Gorton's Inc.Jan 2020 to Dec 2020
- Garvey, Steele, & Bancroft, LLPJun 2018 to Jan 2020
- Full-time EducationAug 2017 to May 2021
- UnemployedApr 2013 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (CT).
New England Capital Financial Advisors LLC
$768MAssets managed
1,219Clients
6Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7414980
- Firm CRD
- 109203