Jacob Henry Roos
Investment adviser representative at 49 Financial
15 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Oakwood Capital Securities, Inc.Jul 2024 to now
- 49 FinancialJan 2023 to now
- 49 Wealth Management LLCJan 2023 to now
- Purshe Kaplan Sterling InvestmentsJul 2021 to Jan 2024
- Thrivent Advisor Network, LLC d/b/a 49 FinancialJul 2021 to Dec 2022
- Social Media MarketingJan 2020 to Mar 2020
- Stone Oak Pressure WashMay 2019 to Jul 2021
- Full Time EducationAug 2018 to May 2021
- Brock Person Guerra Reyna LawMay 2018 to Aug 2018
- SubzeroMay 2017 to Aug 2017
- Full Time EducationJul 2011 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7413707
- Firm CRD
- 319484