Nicolas Drogaris
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab Bank, SsbMay 2026 to now
- Charles Schwab & Co., Inc.Jul 2023 to now
- Charles Schwab Trust BankNov 2023 to May 2026
- UBS Financial Services IncDec 2021 to Apr 2023
- Edward JonesJul 2021 to Nov 2021
- N/a UnemployedSep 2019 to Jun 2021
- Vip MortgageMay 2019 to Aug 2019
- UnemployedSep 2018 to Apr 2019
- Sonora LifeguardingMay 2015 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7413592
- Firm CRD
- 5393