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Gunturi Durga Pradeep

Investment adviser representative at Principal Securities, Inc.
15 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. Principal Securities, Inc.Mar 2025 to now
  2. Principal Life Insurance CompanyMar 2025 to now
  3. Cetera Investment Advisers LLCJun 2023 to Mar 2025
  4. Cetera Adviser Networks LLCJul 2021 to Mar 2025
  5. Cetera Advisors LLCJul 2021 to Mar 2025
  6. GenpactJul 2021 to Mar 2025
  7. First Allied Securities IncJul 2021 to Sep 2022
  8. StudentJun 2011 to Jun 2021

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (IA).

Principal Securities, Inc.

$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7412168
Firm CRD
1137
Advisor's SEC record (opens in a new tab)
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