Katelyn Jeri O'hara
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
4 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- JPMorgan Securities LLCJul 2021 to Sep 2024
- JPMorgan Chase Bank NAMay 2021 to Sep 2024
- Goldman SachsJul 2019 to Apr 2021
- UnemployedSep 2018 to Jun 2019
- Goldman SachsJul 2018 to Sep 2018
- Rosshouse B&bMay 2018 to Jun 2018
- UnemployedJan 2018 to Apr 2018
- Rosshouse B&bSep 2017 to Dec 2017
- Atc Language SchoolJul 2017 to Aug 2017
- Rosshouse B&bAug 2014 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 4 states (FL, NY, PR, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7411823
- Firm CRD
- 8174