Max J Rabin
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.May 2026 to now
- Principal Life Insurance CompanyMay 2026 to now
- Cambridge Investment Research Advisors, Inc.Jan 2026 to May 2026
- 12 Oaks ParkingJul 2022 to Sep 2023
- Cambridge Investment Research, Inc.Jul 2021 to May 2026
- Cumberland Financial GroupJul 2021 to May 2026
- Hoffman Financial GroupAug 2020 to Jul 2021
- Mazzy's Sports Bar and GrillFeb 2019 to May 2020
- Outback SteakhouseFeb 2017 to Jan 2019
- UnemployedJan 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (GA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7411661
- Firm CRD
- 1137