Horacio John Woolcott
Investment adviser representative at Westminster Financial Advisory Corp
13 yearsExperience
5 statesRegistered in
$1.4BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Westminster Financial Advisory CorpJul 2026 to now
- Westminster Financial CompaniesJul 2026 to now
- Sanford C. Bernstein & Co., LLCJun 2022 to Jul 2026
- Eagle Strategies LLCJun 2022 to Jun 2022
- Nylife Securities LLCFeb 2022 to Jun 2022
- Cardinal Financial AdvisersJul 2021 to Jun 2022
- SafewayApr 2020 to Aug 2020
- Adb SafegateMay 2019 to Aug 2019
- Denison UniversityAug 2017 to Jun 2021
- Piedmont High SchoolJul 2013 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 5 states (CA, NE, OH, TN, TX).
Westminster Financial Advisory Corp
$1.4BAssets managed
2,029Clients
35Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7411185
- Firm CRD
- 110283