Joseph K Hume
Investment adviser representative at Northern Trust Securities, Inc
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$1.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Northern Trust Securities, Inc.Nov 2022 to now
- Morgan Stanley Smith Barney LLCAug 2021 to Nov 2022
- Full Time EducationAug 2020 to May 2021
- MorningstarJul 2020 to Jul 2020
- Full Time EducationAug 2019 to May 2020
- Gies College of Business Office of AdvancementMay 2019 to Dec 2019
- Full Time EducationAug 2018 to May 2019
- Wintrust MortgageMay 2018 to Aug 2018
- Full Time EducationAug 2017 to May 2018
- Crate and BarrelOct 2016 to Aug 2017
- Arlington Heights Park DistrictApr 2014 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northern Trust Securities, Inc
Legal name: Northern Trust Securities, Inc.
$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7410576
- Firm CRD
- 7927