Nicholas Foley
Investment adviser representative at Ameriprise Financial Services, LLC
15 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Ameriprise Financial Services, LLCAug 2022 to now
- Ameriprise Financial Services, LLCJul 2021 to Jul 2022
- DoordashSep 2020 to Jul 2021
- Thurman, Comes, Foley & Co, LLPMay 2020 to Sep 2020
- UnemployedAug 2019 to May 2020
- Elgethun Capital ManagementMay 2019 to Aug 2019
- UnemployedAug 2018 to May 2019
- DominosJun 2018 to Aug 2018
- UnemployedAug 2017 to Jun 2018
- Premier BankcardMay 2017 to Aug 2017
- UnemployedAug 2011 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (SD).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7410492
- Firm CRD
- 6363