Richard Matthew Fleming
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab Bank, SsbJul 2024 to now
- Charles Schwab & Co., Inc.Jul 2021 to now
- University of WaterlooSep 2020 to Apr 2021
- UnemployedApr 2020 to Sep 2020
- University of WaterlooAug 2019 to Apr 2020
- Jay Gore IncJun 2019 to Jun 2019
- University of WaterlooSep 2018 to Apr 2019
- UnemployedApr 2018 to Sep 2018
- University of WaterlooSep 2017 to Apr 2018
- Kool ToyotaMar 2017 to Sep 2017
- University of WaterlooSep 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7410252
- Firm CRD
- 5393