Kristen Nicole Gawron
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaNov 2021 to now
- Pruco Securities, LLC.Jun 2021 to now
- Speedway LLCMay 2020 to May 2021
- Suny Oswego Auxiliary ServicesSep 2018 to Oct 2020
- Suny Oswego MailroomJan 2018 to Sep 2018
- Attending School-unemployed This SemesterAug 2017 to Jan 2018
- Wegmans Food MarketsDec 2015 to Jul 2021
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7410136
- Firm CRD
- 8733