Nicholas Auld Anthony
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to now
- UberNov 2023 to Dec 2023
- Fidelity InvestmentsJun 2022 to Jul 2024
- The Vanguard Group, IncJul 2021 to May 2022
- Domino's LLCJun 2020 to Jul 2021
- Domino's Team BaileyJun 2020 to Jul 2021
- Self EmployedMar 2020 to Jan 2021
- Papouli's Greek GrillMay 2019 to Mar 2020
- Marcus By Goldman SachsMay 2018 to Jul 2021
- Baylor University Office of AdmissionJan 2016 to Aug 2018
- Baylor UniversityAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7409558
- Firm CRD
- 7691