Adam Jay Goldberg
Investment adviser representative at Assetmark, Inc.
10 yearsExperience
1 stateRegistered in
$91.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Assetmark, Inc.Sep 2021 to now
- Assetmark Brokerage, LLCJun 2021 to now
- Assetmark Financial Holdings IncDec 2020 to now
- UnemployedDec 2019 to Nov 2020
- DogearedOct 2018 to Nov 2019
- UnemployedApr 2018 to Sep 2018
- Strategic PartnersFeb 2016 to Mar 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Assetmark, Inc.
$91.8BAssets managed
456,452Clients
217Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7407937
- Firm CRD
- 109018