Seth Middleton
Investment adviser representative at Stephens
15 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Stephens Inc.Jul 2021 to now
- Stephens Inc.May 2020 to Aug 2020
- ColliersMay 2018 to Aug 2018
- Univeristy of ArkansasAug 2017 to Apr 2021
- SplashMay 2017 to Aug 2017
- Vector MarketingOct 2016 to Mar 2017
- EducationAug 2011 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (AR, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7407859
- Firm CRD
- 3496