Dennis Tu Lam
Investment adviser representative at Vanguard Advisers, Inc.
11 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Men's WearhouseSep 2026 to now
- Vanguard Advisers, Inc.Jul 2024 to now
- The Vanguard Group, Inc.Jun 2021 to now
- Vanguard Marketing CorporationJun 2021 to now
- Brooks BrothersNov 2025 to Sep 2026
- Men's WarehouseDec 2024 to Oct 2025
- PetsmartJul 2024 to Oct 2025
- Tj MaxxJun 2024 to Jul 2024
- ChipotleDec 2020 to May 2021
- JP JavaMay 2018 to Sep 2018
- Stockton UniversityJan 2017 to May 2021
- HmshostMar 2015 to Nov 2020
- Atlantic Cape Community CollegeJan 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7406291
- Firm CRD
- 106715