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Dereck Cochran

Investment adviser representative at Commonwealth Financial Network
14 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Commonwealth Financial NetworkApr 2024 to now
  2. Grant CapitalApr 2024 to now
  3. Northwestern Mutual Wealth Management CompanySep 2022 to Apr 2024
  4. Northwestern Mutual Investment Services LLCAug 2022 to Apr 2024
  5. Tracy VandykeJul 2022 to Aug 2022
  6. Securities America AdvisorsFeb 2022 to Jun 2022
  7. Securities America IncAug 2021 to Jun 2022
  8. Pgn FinancialMay 2021 to Jul 2022
  9. Deluxe CorporationJul 2018 to Dec 2018
  10. StudentAug 2017 to May 2021
  11. Farner Bocken CompanyMay 2017 to Aug 2018
  12. StudentAug 2012 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (KS).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7405171
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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