Samuel Jay Rosenbaum
Investment adviser representative at Raymond James Financial Services Advisors, Inc
12 yearsExperience
1 stateRegistered in
CFADesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Raymond James Financial Services Advisors Inc.Mar 2026 to now
- Raymond James Financial Services Inc.Mar 2026 to now
- J.P. Morgan Securities LLCJun 2024 to Mar 2026
- JPMorgan Chase Bank, N.A.Jun 2024 to Mar 2026
- Morgan Stanley Smith Barney LLCMay 2022 to May 2024
- Stifel NicolausJun 2021 to Jul 2021
- George Washington UniversityJan 2020 to May 2022
- Tulane UniversityAug 2018 to Dec 2019
- Raquette Lake Boys CampJun 2018 to Aug 2018
- Millbrook SchoolJun 2014 to Jun 2018
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7404228
- Firm CRD
- 149018