Michael Richard Finke
Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
3 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- J.P. Morgan Securities LLCFeb 2026 to now
- JPMorgan Chase Bank, N.A.Feb 2026 to now
- Fidelity InvestmentsJun 2021 to Jan 2026
- UpsOct 2020 to Jun 2021
- Willis Music CoAug 2020 to Jan 2021
- UnemployedJul 2020 to Jul 2020
- A & A LawncareMay 2020 to Jun 2020
- UnemployedApr 2020 to Apr 2020
- Nada Group LLCOct 2018 to Mar 2020
- Bluegrass Swim ClubMay 2018 to Sep 2018
- UnemployedApr 2018 to Apr 2018
- KrogerOct 2017 to Mar 2018
- Mchale's CateringJun 2017 to Feb 2018
- Firehouse SubsNov 2016 to Apr 2017
- Bluegrass Swim ClubMay 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (IL, KY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7402456
- Firm CRD
- 79