Daniel C Cubbison
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.Apr 2026 to now
- Principal Life Insurance CompanyApr 2026 to now
- W&s Brokerage ServicesJun 2021 to Apr 2026
- Western & Southern LifeApr 2021 to Apr 2026
- Boy Scouts of AmericaSep 2020 to Apr 2021
- UnemployedNov 2019 to Sep 2020
- Bed Bath & BeyondDec 2015 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7401993
- Firm CRD
- 1137