Tara Cook
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services, IncOct 2025 to now
- Bank of America, N.AFeb 2024 to Oct 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2024 to Oct 2025
- UBS Financial ServicesOct 2022 to Jan 2024
- U.S. Bancorp Investments, Inc.Jun 2021 to Oct 2022
- U.S. BankOct 2019 to Oct 2022
- YmcaJun 2019 to Jul 2020
- Manoranjan & ShafferDec 2018 to Oct 2019
- Stay At Home MomOct 2016 to Nov 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7401903
- Firm CRD
- 8174