Stephen Michael Farrell
Investment adviser representative at Oppenheimer + Close, LLC
10 yearsExperience
1 stateRegistered in
$93MFirm assets
37 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Oppenheimer + Close, LLCAug 2016 to now
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (NY).
Oppenheimer + Close, LLC
$93MAssets managed
127Clients
5Advisers
37 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7401902
- Firm CRD
- 15168