Emma Oaks
Investment adviser representative at Guggenheim Investments
13 yearsExperience
1 stateRegistered in
$8BFirm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Guggenheim InvestmentsDec 2024 to now
- Guggenheim Funds Distributors, LLCJul 2024 to now
- Salesforce.com, Inc.Mar 2022 to May 2024
- Kelly Mitchell Group, Inc.Aug 2021 to Mar 2022
- Fidelity InvestmentsJun 2021 to Aug 2021
- Dealer Management Services, Inc.Dec 2019 to Aug 2020
- Fridge & PantryOct 2018 to May 2021
- Miami University of OhioAug 2017 to May 2021
- Mt. Lookout Swim & Tennis ClubMay 2016 to Aug 2017
- Episcopal Retirement ServicesNov 2015 to Aug 2020
- Saint Ursula AcademyAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Guggenheim Investments
Legal name: Security Investors, LLC
$8BAssets managed
107Clients
43Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7401546
- Firm CRD
- 105477