Heather R Bertel
Investment adviser representative at Morgan Stanley
13 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan StanleyJun 2025 to now
- N/aDec 2024 to Jun 2025
- Fidelity InvestmentsJun 2021 to Dec 2024
- Newport GullsFeb 2020 to Apr 2020
- University of Rhode IslandSep 2019 to May 2021
- Providence BagelAug 2019 to Mar 2020
- Community College of Rhode IslandSep 2017 to May 2019
- PortofinoFeb 2017 to Apr 2017
- Newport CreameryApr 2015 to Aug 2019
- Middletown High SchoolSep 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NH, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7401501
- Firm CRD
- 149777