Richard J Finley
Investment adviser representative at Kestra Advisory Services, LLC
13 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
Are you Richard J Finley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Kestra Advisory Services, LLCJun 2025 to now
- Kestra Investment Services, LLCJun 2025 to now
- J.P. Morgan Securities LLCJul 2021 to May 2025
- JPMorgan Chase Bank, N.A.Jul 2021 to May 2025
- Rivercrest Country ClubOct 2020 to Jun 2021
- JPMorgan Chase & Co.Jun 2020 to Aug 2020
- White Nelson Diehl Evans LLPMay 2019 to Aug 2019
- Rpm MortgageMay 2018 to Aug 2018
- Tcu Athletic DepartmentJan 2018 to Mar 2020
- Texas Christian UniversityAug 2017 to May 2021
- UnemployedJun 2017 to Aug 2017
- Arnold O. Beckman High SchoolAug 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7400793
- Firm CRD
- 283330