Brendan Connor Johnson
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ascension Benefits & Financial ServicesApr 2026 to now
- Caltex Wealth ManagementFeb 2026 to now
- Principal Securities, Inc.Jan 2024 to now
- Principal Life Insurance CompanyJan 2024 to now
- Sky Creek Ranch Golf ClubSep 2023 to Jan 2024
- CuratedJul 2023 to Dec 2023
- Charles Schwab & Co., Inc.Jun 2021 to Jul 2023
- ClubcorpMay 2019 to Aug 2020
- University of Texas At TylerAug 2018 to May 2021
- Vaquero ClubMay 2017 to Aug 2020
- Mclennan Community CollegeAug 2016 to Apr 2018
- Keller Williams RealtyMay 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7400558
- Firm CRD
- 1137