Roberto Romero leon
Investment adviser representative at Mosley Wealth Management, Inc.
11 yearsExperience
1 stateRegistered in
$279.5MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Mosley Wealth Management, Inc.Nov 2023 to now
- Gideon Strategic PartnersMay 2023 to Aug 2023
- Local TaxDec 2022 to Apr 2023
- Northwestern Mutual Investment Services LLCSep 2021 to Nov 2022
- Sandeep GuptaJun 2021 to Nov 2022
- Cfg Wealth ManagementMay 2020 to Mar 2021
- StudentAug 2017 to May 2021
- StudentAug 2015 to Jul 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Mosley Wealth Management, Inc.
$279.5MAssets managed
707Clients
12Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7400252
- Firm CRD
- 318592