Matthew Thorpe Roberts
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 to now
- DoordashSep 2021 to Apr 2023
- The Vanguard Group, Inc.Jun 2021 to Nov 2024
- Majestic MeatsJun 2020 to Jul 2020
- Universidad Pablo De OlavideJan 2020 to May 2020
- Clarion Hotel and Conference CenterMay 2019 to Aug 2019
- Be Bold Marketing AgencyMay 2019 to May 2019
- University of South CarolinaAug 2017 to May 2021
- Pentimento RestaurantJun 2016 to Aug 2018
- Ward Melville High SchoolSep 2014 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7399688
- Firm CRD
- 7691