Cedric Nigel Smith
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
21 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Bank of America, N.AOct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 to now
- LPL Enterprise, LLCNov 2024 to Jul 2025
- The Prudential Insurance Company of AmericaNov 2024 to Jul 2025
- Pruco Securities, LLC.Jun 2024 to Nov 2024
- Massmutual Life Insurance CoDec 2022 to Mar 2024
- MML Investors ServicesDec 2022 to Mar 2024
- Nylife Securities LLCDec 2021 to Dec 2022
- Esop OneOct 2021 to Mar 2024
- New York Life Insurance CoJun 2021 to Dec 2022
- UnemployedJun 2019 to Jun 2021
- Upper Manhattan Empowerment Zone Development CorporationJan 2005 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 3 states (MN, RI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7397548
- Firm CRD
- 7691