James Samuel Werner
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Sep 2025 to now
- Booz Allen HamiltonJun 2022 to Jun 2025
- UBS Financial ServicesDec 2021 to Jan 2022
- UBS Financial ServicesJun 2021 to Aug 2021
- Cherokee Distributing CompanyJun 2019 to Aug 2019
- Hampden Sydney CollegeAug 2018 to May 2022
- Cherokee Distributing CompanyJun 2018 to Aug 2018
- Webb School of KnoxvilleAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (VA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7397344
- Firm CRD
- 8174