Chloe C Mauceri
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
11 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedAug 2024 to now
- Stifel NicolausJul 2023 to now
- UnemployedMay 2023 to Jul 2023
- Stifel NicolausJun 2022 to Jul 2022
- Synamon Global LLCJun 2022 to Jul 2022
- Stifel NicolausJun 2021 to Aug 2021
- Wesleyan UniversityAug 2019 to May 2023
- UnemployedJun 2019 to Aug 2019
- Santa Barbara FishouseMay 2019 to May 2023
- Santa Barbara High SchoolAug 2015 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7396662
- Firm CRD
- 793