Sorin Stefan Moldovan
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCMay 2026 to now
- JPMorgan Chase Bank, N.A.May 2026 to now
- Wells Fargo SecuritiesSep 2023 to May 2026
- The Vanguard Group, Inc.Oct 2021 to Sep 2023
- Principal Securities IncFeb 2021 to Oct 2021
- Wells Fargo (principal)Jun 2020 to Oct 2021
- AutozoneFeb 2019 to May 2020
- Discovery PlaceFeb 2019 to Sep 2019
- Mcdonald's CorporationJul 2018 to Dec 2018
- BojanglesMay 2018 to Jul 2018
- University of North Carolina At CharlotteAug 2017 to Dec 2019
- FedexAug 2017 to Nov 2017
- Cabarrus-kannapolis Early College High SchoolAug 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7396618
- Firm CRD
- 79