Smit Mayank Desai
Investment adviser representative at Richard Brothers, Financial Advisors
14 yearsExperience
1 stateRegistered in
$180.6MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Savant Wealth ManagementJul 2026 to now
- Richard Brothers, Financial AdvisorsFeb 2023 to now
- Richard Brothers SecuritiesJun 2023 to Jun 2026
- Whitridge AssociatesNov 2022 to Feb 2023
- R A Hall & Co.Jun 2021 to Oct 2022
- RandstadJan 2021 to Jun 2021
- Judge GroupFeb 2020 to Nov 2020
- Old Colony YmcaJun 2019 to Oct 2019
- Suffolk UniversitySep 2018 to Dec 2019
- UnemployedMay 2017 to Sep 2018
- Mithbai CollegeMay 2012 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (ME).
Richard Brothers, Financial Advisors
Legal name: Allegiance Financial Group, Inc.
$180.6MAssets managed
173Clients
6Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7396228
- Firm CRD
- 113826