Carmel Bequia Exum
Investment adviser representative at Wealth Asset Managers
12 yearsExperience
1 stateRegistered in
$321.9MFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Nelson Securities,inc.Feb 2020 to now
- Transition Staffing GroupSep 2019 to Feb 2020
- Marriot HotelsApr 2019 to Aug 2019
- Hilton HotelsApr 2018 to Apr 2019
- PetsmartSep 2017 to Apr 2018
- University of California San DiegoSep 2014 to Dec 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wealth Asset Managers
Legal name: Nelson Securities,inc.
$321.9MAssets managed
2,003Clients
9Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7395532
- Firm CRD
- 14377