Sterling Austin Smith
Investment adviser representative at J.P. Morgan Securities LLC
5 yearsExperience
3 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
5 years in the industry.
- J.P. Morgan Securities LLCOct 2021 to now
- JPMorgan Chase Bank, N.A.Oct 2021 to now
- UnemployedAug 2021 to Oct 2021
- Equitable Advisors, LLCJul 2021 to Jul 2021
- UnemployedSep 2020 to Jun 2021
- Panera BreadOct 2019 to Aug 2020
- Washington Department of Natural ResourcesJun 2019 to Sep 2019
- UnemployedOct 2018 to May 2019
- Home DepotSep 2017 to May 2018
- Oregon Department of ForestryJun 2017 to Sep 2018
- UnemployedSep 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (CO, ID, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7395501
- Firm CRD
- 79