John Thomas Swailes
Investment adviser representative at Hornor, Townsend & Kent, LLC
10 yearsExperience
1 stateRegistered in
$9BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Hornor, Townsend & Kent, LLCMay 2026 to now
- Northwestern Mutual Investment Services LLCJul 2021 to now
- Northwestern Mutual Life Insurance CompanyJul 2021 to now
- Northwestern Mutual Wealth Management CompanyMar 2022 to May 2026
- Retired Or Never WorkedJan 2020 to Jun 2021
- Steady Hands Limited dba Steady Hands PaintingJan 2016 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CO).
Hornor, Townsend & Kent, LLC
$9BAssets managed
28,369Clients
466Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7394888
- Firm CRD
- 4031