Kenneth Lamar Walton
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Mar 2026 to now
- Best BuyApr 2025 to Jan 2026
- Cetera Investment Advisers LLCAug 2023 to Feb 2026
- Cetera Wealth Services, LLCAug 2023 to Feb 2026
- Minnesota Life Insurance CompanyJul 2021 to Aug 2023
- Securian Financial Services IncJul 2021 to Aug 2023
- Wealth Strategies Financial GroupJun 2021 to Aug 2023
- UnemplyoyedJan 2021 to Apr 2021
- At&tApr 2018 to Nov 2019
- KrogerJul 2014 to Feb 2018
- Oakland UniversitySep 2013 to Dec 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (IL).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7394860
- Firm CRD
- 8174