Kevin Z Cai
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Kevin Z Cai? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.May 2024 to now
- Charles Schwab Bank, SsbMay 2024 to now
- Morgan StanleyOct 2023 to Apr 2024
- Extended TravelJan 2023 to Sep 2023
- UnemployedJun 2022 to Jan 2023
- Morgan StanleyJul 2021 to Aug 2021
- Clarissa.aiDec 2019 to Dec 2020
- New York University, Tandon School of EngineeringAug 2018 to May 2022
- UnemployedMay 2018 to Aug 2018
- The King's AcademyAug 2015 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7393807
- Firm CRD
- 5393