Caroline C Hancock
Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan StanleyDec 2022 to now
- Morgan Stanley Smith Barney LLCJun 2021 to now
- Strong Automotive MerchandisingMay 2021 to Jun 2021
- AutotecJan 2020 to May 2021
- Galloway, Scott, & HancockSep 2019 to Dec 2019
- UnemployedMay 2019 to Aug 2019
- Brasfield and GorrieAug 2018 to Dec 2018
- Dyron's LowcountryJun 2018 to Dec 2018
- National Alliance To End HomelessnessMay 2017 to Aug 2017
- LushOct 2016 to Apr 2017
- Birmingham Southern CollegeAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (AL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7393524
- Firm CRD
- 149777