Howard Arthur Riemann
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial, LLCAug 2026 to now
- Osaic WealthFeb 2025 to Aug 2026
- Principal Life Insurance CompanyJun 2024 to Jan 2025
- Principal Securities, Inc.Jun 2024 to Jan 2025
- UnemployedApr 2024 to Jun 2024
- Ameriprise Financial Services, LLCJun 2022 to Apr 2024
- Ameriprise Financial Services, LLCJun 2021 to Aug 2021
- WalmartMar 2021 to May 2021
- The Club At Lac La BelleJul 2020 to Sep 2020
- University of Wisconsin OshkoshSep 2018 to May 2023
- Rogers Behavioral HealthJun 2018 to Dec 2020
- La Belle Golf ClubMay 2016 to Sep 2018
- Oconomowoc High SchoolSep 2014 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7392781
- Firm CRD
- 6413