Nicholas Rovi
Investment adviser representative at First Trust Advisors LP
12 yearsExperience
1 stateRegistered in
$309.2BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- First Trust Advisors L.P.Aug 2024 to now
- First Trust Portfolios L.P.Aug 2024 to now
- X-change Financial AccessMar 2021 to Aug 2024
- QuaracoreFeb 2021 to Mar 2021
- UnemployedApr 2020 to Feb 2021
- Th BrokerageApr 2014 to Mar 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
First Trust Advisors LP
$309.2BAssets managed
5,731Clients
606Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7392508
- Firm CRD
- 107027