Marvin J Tsao
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Marvin J Tsao? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Bank of America, N.A.Aug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to now
- University of MichiganAug 2021 to May 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2021 to Aug 2021
- Education BreakAug 2020 to Jun 2021
- Nasa Jet Propulsion LaboratorySep 2019 to Aug 2020
- Pasadena City College - Math Success CenterJan 2019 to Jun 2020
- Pasadena City CollegeJun 2018 to Jun 2020
- Arcadia High School.Jan 2010 to Jan 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7391237
- Firm CRD
- 7691