Nicholas Thomas Mccartan
Investment adviser representative at Rockefeller Capital Management
15 yearsExperience
1 stateRegistered in
$99.6BFirm assets
8 yearsFirm in business
Are you Nicholas Thomas Mccartan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Rockefeller Capital ManagementSep 2025 to now
- Rockefeller Financial LLCSep 2025 to now
- CitigroupJul 2022 to Sep 2025
- NyuSep 2021 to May 2022
- UstaAug 2021 to Sep 2021
- Bank of AmericaJun 2021 to Aug 2021
- NyuSep 2020 to Jun 2021
- PwcJul 2020 to Jul 2020
- UnicreditJun 2020 to Aug 2020
- Nyu+ SchoolJul 2011 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7390778
- Firm CRD
- 291361