Caroline Corcoran Ryan
Investment adviser representative at UBS Financial Services Inc.
9 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Caroline Corcoran Ryan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- UBS Financial Services Inc.Oct 2023 to now
- Morgan StanleyMay 2023 to Sep 2023
- Bank of America, N.A.Sep 2022 to May 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to May 2023
- UnemployedMay 2022 to Jul 2022
- Bank of AmericaJun 2021 to Aug 2021
- Vineyard VinesMay 2019 to Jun 2019
- Southern Methodist UniversityAug 2018 to May 2022
- Vineyard VinesMay 2018 to Aug 2018
- Ymca of Middle TennesseeMay 2017 to Jun 2017
- The Harpeth Hall SchoolAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (DC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7390446
- Firm CRD
- 8174