Mickie Lor
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.May 2024 to now
- UnemployedJan 2024 to Apr 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to Dec 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2021 to Aug 2021
- Chippewa Valley Technical CollegeJan 2021 to May 2021
- Wealthspire AdvisorsJun 2020 to Aug 2020
- University HousingSep 2019 to Mar 2020
- MenardsJun 2019 to Aug 2019
- University of Wisconsin-madisonSep 2018 to May 2022
- 50/50 Factory OutletJan 2017 to Jun 2018
- Fazoli'sJan 2016 to Dec 2016
- Memorial High SchoolSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (WI).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7390407
- Firm CRD
- 8174