Colton Hennessey
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2023 to now
- UnemployedJun 2023 to Aug 2023
- The Prudential Insurance Company of AmericaMar 2022 to May 2023
- Pruco Securities LLCFeb 2022 to May 2023
- Pruco Securities, LLC.May 2021 to Dec 2021
- Wells FargoApr 2021 to Nov 2021
- DoordashMay 2019 to May 2021
- UnemployedJun 2018 to May 2019
- College of CharlestonAug 2017 to May 2018
- Mellow MushroomMay 2017 to Aug 2017
- College of CharlestonAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7388714
- Firm CRD
- 7691