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Nicholas Tieri

Investment adviser representative at Strategic Wealth Investment Group, LLC
11 yearsYears since first job or exam
2 statesRegistered in
$1.4B
6 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(502) 412-3354swdgroup.comFirm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Strategic Wealth Investment Group, LLCMay 2025 to now
  2. Strategic Wealth DesignersApr 2025 to now
  3. Bank of America, N.A.Oct 2022 to Apr 2025
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 to Apr 2025
  5. University of ArkansasAug 2022 to Aug 2022
  6. J.P. Morgan Securities LLCMar 2022 to Aug 2022
  7. JPMorgan Chase Bank, N.A.Mar 2022 to Aug 2022
  8. UnemployedJan 2022 to Feb 2022
  9. The Sangani Group LLCDec 2021 to Dec 2021
  10. Charles Schwab & Co.May 2021 to Dec 2021
  11. TD Ameritrade IncMay 2021 to Dec 2021
  12. RMG NetworksOct 2020 to Apr 2021
  13. KorbytOct 2020 to Mar 2021
  14. The Camp TransformationJul 2020 to Oct 2020
  15. Texas Family FitnessJul 2020 to Aug 2020
  16. UnemployedFeb 2020 to Jun 2020
  17. UberJul 2019 to Jan 2020
  18. WealthwaveApr 2015 to Jan 2020
  19. World Financial GroupMar 2015 to Jan 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2021
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 2 states (OK, TX).

Strategic Wealth Investment Group, LLC

$1.4B
3,900Clients
31Advisers
6 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

7370346
165474
Advisor's SEC record
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