Jeffrey Ryan Locke
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Awm Capital, LLCJan 2023 to now
- Five Oceans Advisors LLCFeb 2020 to Jan 2023
- NAMar 2019 to Feb 2020
- Alliance of American FootballJan 2019 to Mar 2019
- NASep 2018 to Jan 2019
- San Francisco 49ersMar 2018 to Sep 2018
- NAOct 2017 to Mar 2018
- Detroit LionsSep 2017 to Oct 2017
- Indianapolis ColtsApr 2017 to Sep 2017
- Minnesota VikingsMar 2013 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Awm Capital, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7369253
- 287980