Cody O'neil Brooks
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyJan 2023 to now
- E*trade Securities LLCJul 2021 to Jan 2023
- Brigham Young University - Provo CampusAug 2020 to Jul 2021
- Premier Excavation IncorporatedJun 2020 to Aug 2020
- Brigham Young University - Provo CampusMar 2020 to Jun 2020
- Byu Food To GoFeb 2018 to Mar 2020
- Brigham Young University - Provo CampusAug 2017 to Feb 2018
- Byu Physical FacilitiesApr 2017 to Aug 2017
- The Church of Jesus Christ of Latter-day SaintsJan 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7367082
- Firm CRD
- 149777